Requisition ID: 1125 Reporting to: EVP, Chief Legal and Compliance Officer Job Summary: - Provides legal solutions and works collaboratively with teams at CareQuest Institute and its affiliates - Responsible for data and privacy issues, strategic... consulting and...
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FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. All FINRA associates must comply with FINRA’s Investment Company and Variable Contracts Limited Representative Qualification Exam (“Series 6 exam”) and obtain a passing score on...
Title: Senior Principal Intelligence Specialist, FIU Job Responsibilities: The Senior Principal Intelligence Specialist is crucial to the Financial Intelligence Unit (FIU) within the organization’s National Cause and Financial Crimes Detection Program (NCFC). This role involves the following key responsibilities: - Execute functions...
Title: Principal Investigator, Specialist Team - All FINRA Locations Job Responsibilities: The Principal Investigator in the Specialist Team is responsible for conducting high-complexity routine and special investigations of FINRA member firms. This role involves investigating potentially suspicious activities of individuals associated with...
Title: Senior Director, Cyber and Analytics Unit Job Responsibilities: The Senior Director within the organization's Cyber and Analytics Unit (CAU) is tasked with leading the Cyber-Enabled Fraud (CEF) team. This team is responsible for the oversight of planning and execution...